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Liability Disclaimer

Terms of Service

This Website is maintained and operated by Solomon Private Asset & Equity LTD (“SH”). SH business consists of providing Tokenization of High Yield Bonds (Corporate, Government & Property) consulting services to partners and partners on private strategic business affairs. SH is not a registered broker/dealer or an Investment Advisor. SH to be a Registered Broker Dealer in Tanzania and Uganda by Q4 2021. SH is currently registered and licensed with the South African National Credit Regulator (NCR) Member in Good standings. SH does offer or participate in offers of privately held securities for sale via Tokenization and provide investment advice to others regarding their privately held Securities. SH’s Website is intended to constitute an offer to sell or buy, or a solicitation of an offer to sell or buy privately held Tokenized securities owned by SH and sub-agents; investment advice or an offer to provide such advice is not offered; nor advice related to regulated investment decision. SH provides a wide range of services to small Private Property Fund Managers and Mortgage Bond companies in Africa. We do entertain and consult with registered broker/dealers, private equity funds, venture capital investors and other partners based on the following terms:

Mortgage Bond Company & Property Management Fund

SH provides consulting services to partners on either an administrative fee, rev/share, margins, trading of Stablecoins and Stablecoin deposits (APY) on a project basis. These include identifying potential investors, investment opportunities, evaluation of transactions being contemplated by partners, development of strategic plans for portfolio companies and training of portfolio company management teams. These services are provided by contract directly to partners and do not place SH in the role of a Broker/Dealer.

Financial Transaction Advice

To US readers, SH is not a registered Broker/Dealer and does not act as an agent for buyers or sellers of businesses. This is consistent with the Securities and Exchange Act of 1934 which directs that brokers and dealers in securities register with the Securities and Exchange Commission (the “SEC”) and become members of the Financial Industry Regulatory Authority (“FINRA”). The SEC considers the term “broker” to generally include persons providing advice regarding financial transactions who accept “transaction-based” compensation. Transaction-based compensation is defined as any commission or finder’s fee which is dependent or based upon the execution of a transaction. More broadly, advisers on buying or selling companies are subject to SEC regulation because transaction advice generally involves the transfer of securities – typically, equity interests in the company being bought or sold.

Securities Services Provided by Solomon Private Asset and Equity (Pty) Ltd

If potential partners require assistance in executing a transaction involving the purchase or sale of Privately held African Corporate, Government, Mortgage Bond securities, as opposed to the sale of assets or negotiation of licensing arrangements, SH typically introduces them to a Tokenization Platform. Partners enter into a contract with such Platform to receive the requested services. Unless the Investor or unless buyer of the asset is SH or a fee sharing arrangement with Client by SH cannot receive transaction-based fees.

Conflicts of Interest

Despite the fact that most SH partners operate in one or more parts of the FinTech ecosystem, conflict of interest issues between SH partners have been very rare. In part, this is because SH works with partners who have different investment objectives or have different roles in the investment process. For example, most PE funds have very specific size requirements for their investments and very few investment banks are also equity investors. The following principles have proven over time to minimize conflict concerns on behalf of partners:

Transactions Between Partners

In situations where one SH partner is acting as a broker and another as either a buyer or seller, SH makes clear at the very beginning clearly defined relationship duties and/or responsibilities. Confidential information which becomes known to SH is not provided to the counter party unless requested by partner.

Cross Consulting

In situations where SH introduces a service provider to a retainer client – a Token Issuing Platform, for example – SH does not accept referral fees from the service provider. Said another way, SH typically receives fees from one party or the other in a client situation, but rarely both.

Idea Introductions

Proprietary ideas developed by SH are presented to only one partner at a time; the one judged most appropriate based on a vetting process (i.e. Mortgage Bond Companies, Venture Capitalist, Private Equity or Strategic Investor) based on their expressed interests. SH reserves all rights and privileges afforded internationally to select partners and solutions providers on behalf of self and partners.

Non-Disclosure Agreements with Others

SH is sometimes made a party to non-disclosure agreements signed by retained partners. SH works to adhere to the terms of these agreements, including the return of confidential material when it is requested. For this reason, SH is able to consult in a private capacity on most consulting assignments.

Third Party Sites

We accept no responsibility for third party sites available through this Website, via hyperlink or otherwise. You are encouraged to review the terms of use applicable to those sites. Any access to, or use of, a third party site is solely at your own risk.

Information You Submit is Not Confidential

Please do not submit any information or other materials that you consider to be confidential, proprietary or a trade secret. We receive and review a number of business plans and other potentially proprietary information and materials, many of which are similar and/or overlapping. We cannot accept responsibility for avoiding, or protecting against, any particular use or disclosure of any confidential or proprietary plans, information or other materials in the absence of our express written agreement to do so. Any plans, information and other materials you submit may be used or disclosed by us for any purpose and in any manner, as we determine in our sole discretion. We reserve the right to track visitors to, and usage of, this Website through “cookies” and similar techniques and to use any resulting information as we determine in our sole discretion.

Restrictions on Website Use - No License Offered

We reserve all rights with respect to the design and content of this Website. In particular, you must not misappropriate the design or content of this Website and you must not alter or deface such design or content in any way. Nothing on this Website grants any license with respect to such design or content, except that you may download and use Materials solely for your own personal information.

Modification of These Terms

We reserve the right to modify these Terms at any time. Please check these Terms periodically for changes. Your continued use of this Website after the posting of changes constitutes your binding acceptance of such changes.

Contact Information

Any questions, concerns or complaints regarding these Terms should be sent to ts@solomonprivateasset.com.

Liability Disclaimer

Information herein is believed, but not guaranteed, to be reliable, accurate and complete. Any opinions or estimates expressed herein reflect a judgment made as of this date and are subject to change. Neither SH, partners, their managers and shareholders, nor John & Tara Solomon personally (collectively, the “SH”) is making any representations, warranties, or guarantees with respect to the information contained herein or any action taken or not taken in reliance thereon and, in no event, shall such parties be liable for any loss, injury or damage arising therefrom, including, but not limited to, consequential, punitive or other similar damage claims. In connection with Lateral’s investment activities and SH consulting activities, we occasionally become subject to a variety of confidentiality obligations to funds, investors, portfolio companies and other third parties. Any statements we make may be affected by those confidentiality obligations, with the result that we may be prohibited from making full disclosures. Without limitation on the effect of other warnings and disclaimers, you should interpret any statements we make in that context. Certain matters discussed in this presentation are “forward-looking statements.” These forward-looking statements can often but not always be identified because the context of the statement will include words such as “the Company expects,” “anticipates” or words of similar import. Similarly, statements that describe the Company’s capabilities, future plans, objectives or goals are also forward-looking statements. Such forward-looking statements are subject to significant risks and uncertainties, including the financial performance of the Company and the viability of its technology. These risks could cause actual results to differ materially from those current anticipated.

Although the Company believes the expectations reflected in any forward-looking statement are based on reasonable assumptions, the Company can give no assurance that its expectations will be attained. Potential investors, customers, suppliers and other readers are urged to consider this factor carefully in evaluating any forward-looking statements. Forward-looking statements made herein are only made as of the date of this presentation and the Company undertakes no obligation to update such forward-looking statements to reflect subsequent events or circumstances.

Trademarks

TBA.

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